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Ensure financial service providers are doing what they are supposed to.
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Bring your knowledge of audit and compliance monitoring systems
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Open, honest enthusiastic attitude.
Our client provides high quality regulatory monitoring and supervision to the financial markets. Currently they are looking to appoint a Senior Advisor who has the capability to develop and implement the compliance monitoring framework and develop policies to ensure they meet their supervision obligations. Typical entities that require regulatory oversight are trustees, financial service providers, fund managers, Kiwisaver and Superannuation schemes, futures dealers and clearing houses.
The role
You will have:
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Strong analytical ability with in depth knowledge of the laws and regulations relevant to commercial compliance operations.
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The ability to work as part of a close knit, successful team tasked with developing positive relationships with others in the organisation.
- Be tertiary qualified in law and or commerce.
This is a great opportunity for a lawyer, auditor etc. keen to get out of practice and take on a new challenge. The successful applicant will have the ability to lead and empower others, take personal responsibility to deliver and demonstrate utter commitment to maintain the highest of professional standards.